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ID Date Month Category Regulatory Update Details
1 01-09-2023 September Corporate BSE issue notice for Operations of Trading Terminal- Update CLICK HERE
2 01-09-2023 September Corporate BSE issue notice for Penalty Structure related to provisions of Upstreaming of clients� funds by Stock Brokers (SBs) / Clearing Members (CMs) to Clearing Corporations (CCs) and Bank Guarantees (BGs) created out of clients' funds CLICK HERE
3 01-09-2023 September Corporate BSE issue notice for Penalties/Disciplinary action(s)/charges for Non-submission of VAPT Report and/or Compliance Report and/or non-closure of open vulnerabilities. CLICK HERE
4 01-09-2023 September Corporate BSE issue notice for Penalty Structure Upstreaming of clients� funds by Stock-brokers (SBs) / Clearing Members (CMs) CLICK HERE
5 01-09-2023 September Corporate BSE issue notice for Enhancements in EOD file formats of Equity Derivatives & Currency Derivatives segments CLICK HERE
6 01-09-2023 September Corporate NSE issues Circular regarding Filing of Abridged Prospectus of Public Issues in XBRL format CLICK HERE
7 01-09-2023 September Corporate NSE issues Circular regarding Enhanced net worth criteria for Market Makers on SME Emerge platform CLICK HERE
8 01-09-2023 September Corporate NSE issues Circular regarding Reversal Trade Cancellation Mechanism CLICK HERE
9 01-09-2023 September Corporate NSE issues Circular regarding Revised Applicable MWPL, Participant, Institutional Clients & Non-Institutional Client Limits for Securities and ETFs - SLBS CLICK HERE
10 01-09-2023 September Corporate NSE issues Circular regarding Applicable MWPL, TM, FII/FPI & MF Limits CLICK HERE