| ID | Date | Month | Category | Regulatory Update | Details |
|---|---|---|---|---|---|
| 1 | 25-11-2024 | November | Corporate | NSDL issues circular regarding Suspension of demat accounts of existing clients whose KYC records are not found to be valid by KRAs after the validation process | CLICK HERE |
| 2 | 25-11-2024 | November | Corporate | BSE issues notice regarding Guidelines to Stock Exchanges, Clearing Corporations and Depositories | CLICK HERE |
| 3 | 25-11-2024 | November | Corporate | BSE issues notice regarding Online Reporting of Technical Glitch Incidents | CLICK HERE |
| 4 | 25-11-2024 | November | Corporate | BSE issues notice regarding Amendment to Para 15 of Master Circular for Credit Rating Agencies (CRAs) dated May 16, 2024 (“Master Circular”) | CLICK HERE |
| 5 | 25-11-2024 | November | Corporate | NSE issues press release for caution for investors w.r.t person named “Prajjwal” | CLICK HERE |
| 6 | 25-11-2024 | November | Corporate | NSE issues press release for caution for investors w.r.t person named “Amit Kumar” | CLICK HERE |
| 7 | 25-11-2024 | November | Corporate | NSE issues Circular regarding Internal Risk Assessment of Registered Intermediaries | CLICK HERE |
| 8 | 25-11-2024 | November | Corporate | NSE issues Circular regarding Position Limit Violations | CLICK HERE |
| 9 | 25-11-2024 | November | Corporate | NSE issues Circular regarding Penalty and penal charges for Margin Violation | CLICK HERE |
| 10 | 25-11-2024 | November | Corporate | NSE issues Circular regarding Revision in member wise bank wise limits and member wise limits prescribed for acceptance of Bank Guarantee towards collaterals | CLICK HERE |
SUBSCRIBE TO OUR REGULATORY UPDATES!
Subscribe to our regulatory updates and stay on top of the compliances
