ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 11-06-2024 | June | Corporate | BSE issues notice for Guidelines on Anti-Money Laundering (AML) Standards and Combating the Financing of Terrorism (CFT) /Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there under | CLICK HERE |
2 | 11-06-2024 | June | Corporate | BSE issues notice for Framework of Financial Disincentives for Surveillance Related Lapses at Market Infrastructure Institutions | CLICK HERE |
3 | 11-06-2024 | June | Corporate | BSE issues notice for Uploading of KYC information by KYC Registration Agencies (KRAs) to Central KYC Records Registry (CKYCRR) | CLICK HERE |
4 | 11-06-2024 | June | Corporate | BSE issues notice for Discontinuation of usage of pool accounts for transactions in units of mutual funds on BSE StAR MF Platform - Update | CLICK HERE |
5 | 11-06-2024 | June | Corporate | BSE issues notice for Download of Penalty Report for modification of Client Codes of non-institutional trades (All Segments) | CLICK HERE |
6 | 11-06-2024 | June | Corporate | NSE issues press release for Caution - fake videos of NSE MD and CEO Shri Ashishkumar Chauhan recommending stocks | CLICK HERE |
7 | 11-06-2024 | June | Corporate | NSE issues press release for caution for investors w.r.t entities named “Kalp Advisory” and “KBK Advisory” | CLICK HERE |
8 | 11-06-2024 | June | Corporate | NSE issues press release for caution for investors w.r.t person named “Shivam Bhatra” | CLICK HERE |
9 | 11-06-2024 | June | Corporate | NSE issues Circular regarding Standardization of CC to Member Interface files in Unified Distilled File Formats (UDiFF)-Update | CLICK HERE |
10 | 11-06-2024 | June | Corporate | NSE issues Circular regarding Updation of KMP details | CLICK HERE |
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