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ID Date Month Category Regulatory Update Details
1 29-10-2024 October Corporate MCX issues circular regarding Guidelines for Inactive Client Accounts CLICK HERE
2 29-10-2024 October Corporate NSDL issues circular regarding Internal Audit of Registrar and Transfer Agents (RTAs)/ Issuers having direct connectivity with NSDL CLICK HERE
3 29-10-2024 October Corporate NSDL issues circular regarding TRAI’s Guidelines to curb spam SMSes and misuse of Headers and Content Templates CLICK HERE
4 29-10-2024 October Corporate BSE issues notice regarding Association of persons regulated by the Board and their agents with certain Persons CLICK HERE
5 29-10-2024 October Corporate BSE issues notice regarding Annual Compliance Certificate for Client Level Segregation by nonindividual Investment Advisers and Timeline for submission of periodic reports CLICK HERE
6 29-10-2024 October Corporate BSE issues notice regarding Periodic reporting format for Research Analysts CLICK HERE
7 29-10-2024 October Corporate BSE issues notice regarding Clarification with respect to advertisement code for Research Analysts (RAs) CLICK HERE
8 29-10-2024 October Corporate NSE issues Circular regarding Instructions to Principal Entities under Telecom Commercial Communication Customer Preference Regulations, 2018 CLICK HERE
9 29-10-2024 October Corporate RBI notifies Directions for Central Counterparties (CCPs) CLICK HERE
10 29-10-2024 October Labour Government of Maharashtra notifies regarding declaration election holiday due general election on 20th November 2024 in Maharashtra CLICK HERE