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ID Date Month Category Regulatory Update Details
1 14-10-2024 October Corporate NSDL issues circular regarding Submission of VAPT compliance & revalidation report in electronic form through ePASS portal CLICK HERE
2 14-10-2024 October Corporate NSDL issues circular regarding Internal and Concurrent Audit of depository operations CLICK HERE
3 14-10-2024 October Corporate BSE issues notice regarding Cyber Security and Cyber Resilience Audit of Trading Members (Type-III) CLICK HERE
4 14-10-2024 October Corporate BSE issues notice regarding Enhancement of operational efficiency and Risk Reduction – Operating guidelines for Pay-out of securities directly to client demat account – CUSPA / CSMFA & Internal Auction Vis-Vis Self Auction – Change In Payout Schedule & Revision In Implementation Date CLICK HERE
5 14-10-2024 October Corporate BSE issues notice regarding Enhancement of operational efficiency and Risk Reduction - Pay-out of securities directly to client demat account - Extension of Timelines CLICK HERE
6 14-10-2024 October Corporate BSE issues notice regarding Charges for not uploading the IML/BOLT TWS/BOLT PLUS Location information for the month of September 2024 CLICK HERE
7 14-10-2024 October Corporate BSE issues notice regarding Guidelines in pursuance of amendment to SEBI KYC (Know Your client) Registration Agency (KRA) Regulations, 2011 CLICK HERE
8 14-10-2024 October Corporate BSE issues notice regarding Download of Penalty Report for modification of Client Codes of non-institutional trades (All Segments) CLICK HERE
9 14-10-2024 October Corporate BSE issues notice regarding Advisory for Stockbroker – Member onboarding for CERT-In Cyber Swachhta Kendra (CSK) CLICK HERE
10 14-10-2024 October Corporate NSE issues Circular regarding Extension of Timeline - Enhancement of operational efficiency and Risk Reduction - Pay-out of securities directly to client demat account CLICK HERE