| ID | Date | Month | Category | Regulatory Update | Details |
|---|---|---|---|---|---|
| 1 | 13-03-2023 | March | Industry specific | DOT notifies Inspection proformas for carrying out inspection of licensees | CLICK HERE |
| 2 | 13-03-2023 | March | Corporate | NCDEX issues Circular for Enhanced Supervision of Stock Brokers/Depository Participants - Maintenance of Daily Reconciliation Statement | CLICK HERE |
| 3 | 13-03-2023 | March | Corporate | MSE issues Circular for Enhanced Supervision of Stock Brokers/Depository Participants - Maintenance of Daily Reconciliation Statement | CLICK HERE |
| 4 | 13-03-2023 | March | Corporate | MCX issues press release for Caution about unauthorised / illegal activities involving activities related to Dabba Trading | CLICK HERE |
| 5 | 13-03-2023 | March | Corporate | MCX issues Circular for FATF Public Statements - February 2023 Plenary | CLICK HERE |
| 6 | 13-03-2023 | March | Corporate | MCX issues Circular for Enhanced Supervision of Stock Brokers - Maintenance of Daily Reconciliation Statement | CLICK HERE |
| 7 | 13-03-2023 | March | Corporate | MCX issues Circular for Participation of Foreign Portfolio Investors | CLICK HERE |
| 8 | 13-03-2023 | March | Corporate | CDSL notifies registration of nomination through EASI / easiest & CDSL website | CLICK HERE |
| 9 | 13-03-2023 | March | Corporate | BSE issues notice for FATF Public statement on jurisdictions on call for action and increased monitoring - February 2023 Plenary | CLICK HERE |
| 10 | 13-03-2023 | March | Corporate | BSE issues notice for Download of Penalty Report for modification of Client Codes of non-institutional trades (All Segments) | CLICK HERE |
Subscribe to our regulatory updates and stay on top of the compliances