ID | Date | Month | Category | Regulatory Update | Details |
---|---|---|---|---|---|
1 | 04-04-2023 | April | Corporate | MSE issues Circular for Uniform format of System Audit Report for the period ended March 31, 2023 | CLICK HERE |
2 | 04-04-2023 | April | Corporate | MSE issues Circular for Uniform format of Cyber Security & Cyber Resilience Audit Report for the period ended March 31, 2023 | CLICK HERE |
3 | 04-04-2023 | April | Corporate | CDSL notifies revised format for report on internal audit and concurrent audit of risk prone areas of DP operations for half year ended 31st March 2023 | CLICK HERE |
4 | 04-04-2023 | April | Corporate | CDSL notifies verification of mobile number revocation list (MNRL) published by TRAI | CLICK HERE |
5 | 04-04-2023 | April | Corporate | NSDL issues Circular for Internal and Concurrent Audit of depository operations | CLICK HERE |
6 | 04-04-2023 | April | Corporate | BSE issues notice for Penalty Structure for Late/Non-submission of Reporting requirement on Settlement of Running Account of Clients' Funds | CLICK HERE |
7 | 04-04-2023 | April | Corporate | NSE issues Circular for Penalty Structure for Late/Non-submission of Reporting requirement on Settlement of Running Account of Clients' Funds | CLICK HERE |
8 | 04-04-2023 | April | Corporate | NSE issues Circular for Quarterly Cyber Incident reporting of Cyber Security & Cyber Resilience framework for Stock Brokers | CLICK HERE |
9 | 04-04-2023 | April | Corporate | NSE issues Circular for Measure in respect of companies with high Promoter as well as non- Promoter 'Encumbrance' as per Reg.28(3) of SEBI (SAST) Regulation 2011 | CLICK HERE |
10 | 04-04-2023 | April | Corporate | SEBI issues Operational Circular for Debenture Trustees | CLICK HERE |
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